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Financial Services & Securities
Field Introduction

Hui Zhong is renowned in the field of financial and securities dispute resolution for handling highly complex and high-risk cases. We maintain a longstanding focus on cross-border and cross-market disputes, structured product defaults, collective securities litigation, and intricate disputes arising from innovative financial instruments. We have represented investment institutions, major banks, insurance companies, trust companies, fund and securities firms, and corporate clients in landmark cases before the Beijing Financial Court, Shanghai Financial Court, and various provincial and municipal courts. These engagements have addressed significant challenges in asset management and capital markets, spanning core areas such as securities misrepresentation, bond defaults, private equity earn-out agreements, trust structure liabilities, insurance subrogation claims, and financial derivatives transactions.

With our exceptional legal expertise, keen grasp of financial regulatory developments, and outstanding courtroom performance, we secure pivotal victories for clients when confronting professional institutions and managing mass disputes. Over the years, through arbitration, litigation and integrated dispute resolution approaches, we have successfully achieved loss recovery, liability defence and risk isolation for our clients, with numerous rulings becoming industry benchmarks.

We are not merely legal representatives, but strategic partners to clients facing significant financial legal risks, committed to delivering clear, resolute and effective legal solutions within complex market environments.

Services

Funds

  • Corporate disputes
  • Contract disputes
  • Private equity fund exit disputes
  • Fund repurchase disputes
  • Valuation-adjustment (VAM / “bet-on-bet”) disputes
  • Liquidation liability disputes

Securities & Bonds

  • Bond rights confirmation disputes
  • Asset securitization
  • Bill Rediscounting Contract disputes
  • Securities False Statement Liability Dispute
  • Securities repurchase contract disputes
  • Mandate / investment-management agreement disputes

Insurance & Reinsurance

  • Insurance contract disputes
  • Insurer’s subrogation claims
  • Insurance claims arbitration
  • Dispute over indemnity transfer agreement
  • Property Preservation Damage Liability Dispute
  • Insurance fraud litigation
  • Reinsurance contract disputes
     

Trust

  • Business trusts
  • Channel arrangements
  • Structured trusts
  • Trustee liability
  • Suitability obligations & financial-consumer protection
  • Guaranteed minimum return and rigid redemption
  • Transaction structure design & legal opinions
  • Product registration & issuance
  • Post-investment management
  • Information disclosure
  • Recovery & enforcement
  • Liquidation & exit strategies
  • Deficiency-indemnity disputes
  • Trust-loan disputes

 

 

Banking

  • Guarantee contract disputes
  • Independent letter of guarantee disputes
  • Bills and letters of credit disputes
  • Savings and deposit contract disputes
  • Criminal–civil intersecting issues
  • Financial lending disputes
  • New Financing Risk Disposal Project Disputes
  • Non-performing loan (NPL) disposal
  • Factoring agreement disputes
  • Bill rediscounting contract disputes
     
Representative cases
  • Hui Zhong’s representation of Chang’an Trust in its successful recovery of loans against Taihe earned the China Business Law Journal ‘2023 Deals of the Year’ award.
  • Min Fengzhen v. Republic of Korea (investment arbitration) and the Chenglu 58 marine-insurance coverage dispute were both selected as “2020 Deals of the Year” by China Business Law Journal.

  • Led by Hui Zhong, the first-ever ABS fraud-issuance case in China was named in “2023 China Domestic Dispute Resolution Deals of the Year” by China Business Law Journal.

Relevant personnel

A boutique law firm that boasts a comprehensive team of specialist lawyers in domestic and international dispute resolution.